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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-09-29
  • MO RA
    APPROVED
    Since 2025-09-29

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ritenour School District Saint Louis MO 01/2021 08/2021
Kpmg Inc. Saint Louis MO 11/2021 12/2021
Kelly Educational Services Saint Louis MO 08/2018 10/2018
Fidelity Investments Westlake TX 04/2024 08/2024
Touchstone Transportation Llc Saint Louis MO 02/2014 08/2018
Lesson League Inc. (Formerly Summers Winds Inc.) Saint Louis MO 08/2018 Present
Stifel, Nicolaus & Company Inc. Saint Louis MO 02/2022 06/2023
Saint Louis Public Schools Saint Louis MO 08/2021 08/2021
Empower Financial Services, Inc Greenwood Village CO 01/2025 03/2025
Empower Advisory Group, Llc Greenwood Village CO 01/2025 03/2025
Wells Fargo Clearing Services St Louis MO 09/2025 Present
Disys St Louis MO 09/2025 Present
H&R Block Kansas City MO 05/2025 09/2025
  • 01/2021 → 08/2021
    Ritenour School District
    Saint Louis, MO
  • 11/2021 → 12/2021
    Kpmg Inc.
    Saint Louis, MO
  • 08/2018 → 10/2018
    Kelly Educational Services
    Saint Louis, MO
  • 04/2024 → 08/2024
    Fidelity Investments
    Westlake, TX
  • 02/2014 → 08/2018
    Touchstone Transportation Llc
    Saint Louis, MO
  • 08/2018 → Present
    Lesson League Inc. (Formerly Summers Winds Inc.)
    Saint Louis, MO
  • 02/2022 → 06/2023
    Stifel, Nicolaus & Company Inc.
    Saint Louis, MO
  • 08/2021 → 08/2021
    Saint Louis Public Schools
    Saint Louis, MO
  • 01/2025 → 03/2025
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2025 → 03/2025
    Greenwood Village, CO
  • 09/2025 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 09/2025 → Present
    Disys
    St Louis, MO
  • 05/2025 → 09/2025
    H&R Block
    Kansas City, MO
Previous Registrations
Other Businesses

OBA-109420|OrgNmn:Lesson League Inc.|Org Addr:Saint Loui,Missouri,US|OBA Nature:Music Instruction and Performa|Invst Rel:N|Title:Owner|Duties:Teacher|StrtDt:08-15-18|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18
Other Names
  • James Wade Summers
  • James Summers
  • James W Summers

View on SEC IAPD

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