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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-09-15
  • NM RA
    APPROVED
    Since 2023-09-15

Branch Locations

3707 Juan Tabo Blvd., Ne, Albuquerque, NM 87111-3924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandia Laboratory Federal Credit Union Albuquerque NM 01/2022 Present
Kohls Albuquerque NM 04/2021 09/2021
University Of New Mexico Albuquerque NM 01/2020 12/2021
Central New Mexico Community College Albuquerque NM 08/2016 12/2019
High School Albuquerque NM 08/2013 05/2017
Lpl Financial Llc Albuquerque NM 09/2022 Present
  • 01/2022 → Present
    Sandia Laboratory Federal Credit Union
    Albuquerque, NM
  • 04/2021 → 09/2021
    Kohls
    Albuquerque, NM
  • 01/2020 → 12/2021
    University Of New Mexico
    Albuquerque, NM
  • 08/2016 → 12/2019
    Central New Mexico Community College
    Albuquerque, NM
  • 08/2013 → 05/2017
    High School
    Albuquerque, NM
  • 09/2022 → Present
    Albuquerque, NM
Other Businesses

1. 02/06/2024 - MEMBERS Financial Services - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 9/14/2023 - 160 Hrs/Mo DUring Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-13
  • S66 Uniform Combined State Law Examination
    2023-09-13

View on SEC IAPD

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