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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-15
TX RA APPROVED_RES 2026-04-14
  • FL RA
    APPROVED
    Since 2026-04-15
  • TX RA
    APPROVED_RES
    Since 2026-04-14

Branch Locations

1301 Metropolitan Blvd, Tallahassee, FL 32308 • United States

3255 Mahan Drive, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Shields And Co., Llc Thomasville GA 02/2022 03/2026
Jubilant Radiopharma Columbia SC 04/2015 01/2022
Lpl Financial Tallahassee FL 04/2026 Present
Capital City Bank Tallahassee FL 04/2026 Present
  • 02/2022 → 03/2026
    Wellington Shields And Co., Llc
    Thomasville, GA
  • 04/2015 → 01/2022
    Jubilant Radiopharma
    Columbia, SC
  • 04/2026 → Present
    Lpl Financial
    Tallahassee, FL
  • 04/2026 → Present
    Capital City Bank
    Tallahassee, FL
Previous Registrations
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Capital City Investments - Inv Rel - At Reported Business Location (s) - Start Date : 04/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-08
S63 Uniform Securities Agent State Law Examination 2022-09-01
  • S65 Uniform Investment Adviser Law Examination
    2023-09-08
  • S63 Uniform Securities Agent State Law Examination
    2022-09-01

View on SEC IAPD

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