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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-15 |
| TX | RA | APPROVED_RES | 2026-04-14 |
Branch Locations
1301 Metropolitan Blvd, Tallahassee, FL 32308 • United States
3255 Mahan Drive, Tallahassee, FL 32308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wellington Shields And Co., Llc | Thomasville | GA | 02/2022 | 03/2026 |
| Jubilant Radiopharma | Columbia | SC | 04/2015 | 01/2022 |
| Lpl Financial | Tallahassee | FL | 04/2026 | Present |
| Capital City Bank | Tallahassee | FL | 04/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Capital City Investments - Inv Rel - At Reported Business Location (s) - Start Date : 04/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-01 |
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