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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

580 Virginia Drive Suite 150, Ft. Washington, PA 19034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Ft. Washington PA 01/2022 11/2024
Kpmg Philadelphia PA 08/2021 Present
Accenture Philadelphia PA 05/2017 08/2021
Bloomberg Industry Group Bethesda MD 06/2015 04/2017
The Prudential Insurance Company Of America Ft. Washington PA 07/2022 Present
Lpl Enterprise, Llc Ft. Washington PA 11/2024 Present
  • 01/2022 → 11/2024
    Ft. Washington, PA
  • 08/2021 → Present
    Kpmg
    Philadelphia, PA
  • 05/2017 → 08/2021
    Accenture
    Philadelphia, PA
  • 06/2015 → 04/2017
    Bloomberg Industry Group
    Bethesda, MD
  • 07/2022 → Present
    The Prudential Insurance Company Of America
    Ft. Washington, PA
  • 11/2024 → Present
    Ft. Washington, PA
Previous Registrations
Other Businesses

1.11/11/2024;VISCOUNTE FINANCIAL LLC; DBA lpl; YES inv related; 1 hr/mo non trading; 0 hrs/mo trading; 05/11/1994 DOOR DASH POSITION: Food delivery NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2020 ADDRESS: 961 Market Street, Suite 600, San Francisco CA 94103, United States DESCRIPTION: Food delivery VISCOUNTE FINANCIAL LLC POSITION: Financial Professional NATURE: Insurance and Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/25/2022 ADDRESS: 580 Virginia Drive, Suite 150, Fort Washington PA 19034, United States DESCRIPTION: Employee of DBA - selling insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-13
  • S66 Uniform Combined State Law Examination
    2022-06-13

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