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Michael Francis Johnson

LPl Enterprise, LLC

Ft. Washington, PA

Dublin, PA

CRD 7118558

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

580 Virginia Drive Suite 150A, Ft. Washington, PA 19034 • United States

Dublin, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Fort Washington PA 04/2019 11/2024
Kreischer Miller Horsham PA 10/2016 10/2019
Commonwealth National Golf Club Horsham PA 04/2011 08/2017
Prudential Insurance Company Of America Fort Washington PA 09/2019 Present
Lpl Enterprise, Llc Ft. Washington PA 11/2024 Present
  • 04/2019 → 11/2024
    Fort Washington, PA
  • 10/2016 → 10/2019
    Kreischer Miller
    Horsham, PA
  • 04/2011 → 08/2017
    Commonwealth National Golf Club
    Horsham, PA
  • 09/2019 → Present
    Prudential Insurance Company Of America
    Fort Washington, PA
  • 11/2024 → Present
    Ft. Washington, PA
Previous Registrations
Other Businesses

1) 11/04/2024 - Hatboro-Horsham High School - Assistant golf coach for boys High School golf team - Coach/ Sports/ Fitness - Non Inv Related - At FT. WASHINGTON, PA - Start Date 08/08/2020 - 10hrs/mth - 0hrs/mth During Trading 2) 02/11/2026-Fort Financial Planning-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 02/02/2026-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-07
  • S66 Uniform Combined State Law Examination
    2019-08-07

View on SEC IAPD

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