William Thomas Mcconnell

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 03/2017
  Humana Inc.
  Louisville, KY
• 03/2017 → Present
  Securities America, Inc.
  Jeffersonville, KY
• 02/2017 → 03/2017
  Securities America, Inc.
  Jeffersonville, KY
• 02/2018 → Present
  Securities America Advisors
  Jeffersonville, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY

Previous Registrations

• 2018-02-21 → 2024-06-14
  Securities America Advisors, Inc.
  Jeffersonville, KY

Other Businesses

TD FISCHER LLC POSITION: Advisor NATURE: Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/21/2018 ADDRESS: 830 East Main St, Suite 105, Louisville KY 40206, United States DESCRIPTION: Investment strategy portfolio research. Client interaction. Advisor assistant.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-19
• S63 Uniform Securities Agent State Law Examination
  2017-08-25

Other Names

• William Thomas Mcconnell
• Mack Mcconnell