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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-01 |
| CA | RA | APPROVED | 2022-08-01 |
Branch Locations
650 Castro Street Suite 105, Mountain View, CA 94041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Mountain View | CA | 03/2022 | Present |
| Coty | Las Vegas | NV | 08/2017 | 02/2022 |
| Schwarz Dygos Wheeler Investment Advisors | Minneapolis | MN | 05/2021 | 08/2021 |
| Marquette University | Milwaukee | WI | 08/2019 | 12/2021 |
| Dave And Busters | Milwaukee | WI | 12/2018 | 09/2019 |
| Jacksons Blue Ribbon Pub Downtown | Milwaukee | WI | 10/2019 | 08/2020 |
| Fresno State University Football | Fresno | CA | 06/2016 | 12/2016 |
| California State Fresno | Fresno | CA | 08/2016 | 12/2016 |
| University Of Nevada Las Vegas | Las Vegas | NV | 01/2017 | 12/2018 |
*671137- Arbiter Sports; Investment related: No; Sandy, Utah; Recreation; Referee (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-01 |
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