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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-07 |
Branch Locations
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities | Pembroke Pines | FL | 08/2014 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-17 |
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