Thomas Russell Labelle

Oberweis Asset Management Inc

CRD 7508301

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Employer firm

Oberweis Asset Management Inc CRD 105471

$5.06B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Oberweis Asset Management Inc

3333 Warrenville Road Suite 500, Lisle, IL 60532 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-05-04

IL RA
APPROVED

Since 2022-05-04

Branch Locations

3333 Warrenville Road Suite 500, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oberweis Securities Inc	Lisle	IL	01/2022	Present
Morningstar Investment Services	Chicago	IL	02/2018	12/2021
Pricewaterhousecooper Llp	Chicago	IL	08/2015	01/2018

01/2022 → Present

Oberweis Securities Inc

Lisle, IL
02/2018 → 12/2021

Morningstar Investment Services

Chicago, IL
08/2015 → 01/2018

Pricewaterhousecooper Llp

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-04

S66 Uniform Combined State Law Examination

2022-05-04

View on SEC IAPD

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EVANGELINE KATHERINE KANARIS

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