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Dennis Brown

Fifth Third Securities, Inc.

Middletown, OH

Liberty Township, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-04
  • OH RA
    APPROVED
    Since 2022-10-04

Branch Locations

915 Elliott Dr, Middletown, OH 45044 • United States

5250 Newtown Drive, Liberty Township, OH 45011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Game Stop Hamilton OH 04/2014 12/2019
Fifth Third Bank Middletown OH 01/2020 Present
Fifth Third Securities Middletown OH 02/2022 Present
  • 04/2014 → 12/2019
    Game Stop
    Hamilton, OH
  • 01/2020 → Present
    Fifth Third Bank
    Middletown, OH
  • 02/2022 → Present
    Fifth Third Securities
    Middletown, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-03
S63 Uniform Securities Agent State Law Examination 2022-07-01
  • S65 Uniform Investment Adviser Law Examination
    2022-10-03
  • S63 Uniform Securities Agent State Law Examination
    2022-07-01

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · MIDDLETOWN, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Middletown, OH
EDWARD JONES · MIDDLETOWN, OH
SUMMIT FINANCIAL ADVISORS, INC. · MIDDLETOWN, OH
AMERIPRISE FINANCIAL SERVICES, LLC · MIDDLETOWN, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Middletown, OH
INDEPENDENT FINANCIAL PARTNERS · Middletown, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDDLETOWN, OH

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