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Haris Abdul Aziz

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-24
  • AZ RA
    APPROVED
    Since 2024-10-24

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 03/2022 Present
Sanders Exchange Llc Phoenix AZ 06/2016 01/2019
O'rEilly's Auto Parts Phoenix AZ 09/2018 02/2021
Science Care Phoenix AZ 02/2021 08/2021
N/A Tempe AZ 08/2021 03/2022
Schwab Wealth Advisory Phoenix AZ 03/2022 Present
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 06/2016 → 01/2019
    Sanders Exchange Llc
    Phoenix, AZ
  • 09/2018 → 02/2021
    O'rEilly's Auto Parts
    Phoenix, AZ
  • 02/2021 → 08/2021
    Science Care
    Phoenix, AZ
  • 08/2021 → 03/2022
    N/A
    Tempe, AZ
  • 03/2022 → Present
    Schwab Wealth Advisory
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-20
S63 Uniform Securities Agent State Law Examination 2022-07-19
  • S66 Uniform Combined State Law Examination
    2024-09-20
  • S63 Uniform Securities Agent State Law Examination
    2022-07-19
Designations

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

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