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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-09
  • CO RA
    APPROVED
    Since 2024-05-09

Branch Locations

12101 N Huron Street, Westminster, CO 80234 • United States

1075 S Havana Street, Denver, CO 80012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Dieg CA 02/2022 11/2023
Bellco Credit Union Aurora CO 02/2022 Present
Bellco Credit Union Aurora CO 03/2021 02/2022
Amazon Denver CO 12/2020 03/2021
Herbal Wellness Lafayette CO 07/2019 10/2020
College Pro Painters Boulder CO 05/2019 07/2019
Sorensen & Sorensen Painting Rochester MN 05/2018 05/2019
Kwik Trip Rochester/Mankato MN 04/2017 11/2018
Ups Rochester MN 09/2016 04/2017
Osaic Institutions Inc. Meriden CT 11/2023 Present
  • 02/2022 → 11/2023
    Cuso Financial Services, Lp
    San Dieg, CA
  • 02/2022 → Present
    Bellco Credit Union
    Aurora, CO
  • 03/2021 → 02/2022
    Bellco Credit Union
    Aurora, CO
  • 12/2020 → 03/2021
    Amazon
    Denver, CO
  • 07/2019 → 10/2020
    Herbal Wellness
    Lafayette, CO
  • 05/2019 → 07/2019
    College Pro Painters
    Boulder, CO
  • 05/2018 → 05/2019
    Sorensen & Sorensen Painting
    Rochester, MN
  • 04/2017 → 11/2018
    Kwik Trip
    Rochester/Mankato, MN
  • 09/2016 → 04/2017
    Ups
    Rochester, MN
  • 11/2023 → Present
    Meriden, CT
Other Businesses

1.) Colorado Rockies Baseball team. Not investment related. Guest experience Representative. Started March 2024. Not during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-08
  • S66 Uniform Combined State Law Examination
    2024-05-08

View on SEC IAPD

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