Aaron C Tuttle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 11/2019
  Northwestern Mutual Investment Services Llc
  St Louis, MO
• 02/2007 → 11/2019
  Jan Spalding
  St Louis, MO
• 08/2007 → 11/2019
  John Gatewood
  St Louis, MO
• 07/2008 → 11/2019
  Abigail Tuttle
  Saint Louis, MO
• 10/2009 → 11/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2019 → Present
  Lpl Financial Llc
  St. Louis, MO

Other Businesses

1. 06/03/2022 - Brokerage Unlimited - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 05/24/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. 2. 08/31/2023 - Fortify Insurance Group - Non-Variable Insurance - Broker - Investment Related - At Reported Business Location(s) - Start Date 07/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading. 3. 03/04/2025- Synergy (Mass Mutual)- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/28/2025- 0 Hour Per Month/ 0 Hour During Securities Trading 4. 06/11/2025 - Investment Related - Other - Seminar - Fenton, MO - Start Date:10/21/2025 - 1 Hrs/Mth - 1 Hrs During Trading. 5. 07/24/2025 - Gatewood Management Company - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s)- Start Date:07/21/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 6. 07/24/2025 - Gatewood Wealth Holdings - Investment Related - Other - Business Owner - At Reported Business Location(s)- Start Date:07/21/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 7. 07/24/2025 - GATEWOOD WEALTH SOLUTIONS, LLC - Investment Related - DBA for LPL Business (entity for LPL business) -At Reported Business Location(s) - Start Date:07/21/2025 - 110 Hrs/Mth - 110 Hrs During Trading. 8. 07/31/2025 - Gatewood Tax And Accounting - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s)- Start Date:08/04/2025 - 3 Hrs/Mth - 3 Hrs During Trading. 9. 11/24/2025 - Gatewood - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/24/25

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-10-24

Designations

• Certified Financial Planner
• Chartered Financial Analyst