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William P Gassen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kansas City, MO

Frisco, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-12-06
  • MO RA
    APPROVED
    Since 2022-12-06

Branch Locations

1200 Main St, Kansas City, MO 64105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 02/2022 Present
Crossfirst Bank Leawood KS 01/2021 02/2022
Unemployed Overland Park KS 09/2020 01/2021
Bok Financial Overland Park KS 03/2018 09/2020
Us Bank Prairie Village KS 12/2003 03/2018
  • 02/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Kansas City, MO
  • 01/2021 → 02/2022
    Crossfirst Bank
    Leawood, KS
  • 09/2020 → 01/2021
    Unemployed
    Overland Park, KS
  • 03/2018 → 09/2020
    Bok Financial
    Overland Park, KS
  • 12/2003 → 03/2018
    Us Bank
    Prairie Village, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02
Other Names
  • Bill Gassen

View on SEC IAPD

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Other Investors

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SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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