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Jiexi Li

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-29
  • AZ RA
    APPROVED
    Since 2026-01-29

Branch Locations

2423 E Lincoln Drive, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newsparkle Stone & Beads Impor Tucson AZ 06/2013 06/2019
Newsparkle Stone & Beads Impor Tucson AZ 06/2013 06/2019
Ruffalo Noel Levitz ? Pace Uni New York NY 03/2017 05/2017
Ruffalo Noel Levitz ? Pace Uni New York NY 03/2017 05/2017
Charles Schwab & Co., Inc. Phoenix AZ 04/2022 Present
Full Time Education Tucson AZ 06/2019 04/2022
Schwab Wealth Advisory Inc. Phoenix AZ 01/2026 Present
  • 06/2013 → 06/2019
    Newsparkle Stone & Beads Impor
    Tucson, AZ
  • 06/2013 → 06/2019
    Newsparkle Stone & Beads Impor
    Tucson, AZ
  • 03/2017 → 05/2017
    Ruffalo Noel Levitz ? Pace Uni
    New York, NY
  • 03/2017 → 05/2017
    Ruffalo Noel Levitz ? Pace Uni
    New York, NY
  • 04/2022 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 06/2019 → 04/2022
    Full Time Education
    Tucson, AZ
  • 01/2026 → Present
    Schwab Wealth Advisory Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-20
S63 Uniform Securities Agent State Law Examination 2025-05-02
  • S66 Uniform Combined State Law Examination
    2025-11-20
  • S63 Uniform Securities Agent State Law Examination
    2025-05-02

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
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