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Dawson Joel Swindler

Cerity Partners LLC

Louisville, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-04-25
  • KY RA
    APPROVED
    Since 2023-04-25

Branch Locations

2201 High Wickham Place, Louisville, KY 40245 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Investment Services, Llc Louisville KY 11/2021 04/2023
Papa John's International Louisville KY 08/2019 03/2020
Trinity High School Louisville KY 08/2013 08/2017
University Of Louisville Louisville KY 08/2017 11/2021
Cerity Partners Louisville KY 04/2023 Present
  • 11/2021 → 04/2023
    Argi Investment Services, Llc
    Louisville, KY
  • 08/2019 → 03/2020
    Papa John's International
    Louisville, KY
  • 08/2013 → 08/2017
    Trinity High School
    Louisville, KY
  • 08/2017 → 11/2021
    University Of Louisville
    Louisville, KY
  • 04/2023 → Present
    Cerity Partners
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-29
  • S65 Uniform Investment Adviser Law Examination
    2022-01-29

View on SEC IAPD

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