Best Investors Account Sign in

Nathan Scott Dabbs

Cetera Investment Advisers LLC

Paragould, AR

CRD 7505309

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-31
AR RA APPROVED 2022-06-20
  • TX RA
    APPROVED_RES
    Since 2024-07-31
  • AR RA
    APPROVED
    Since 2022-06-20

Branch Locations

1512 West Court, Paragould, AR 72450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 04/2022 Present
Regions Bank Paragould AR 05/2017 Present
People Source Staffing Paragould AR 05/2014 04/2017
Cetera Investment Advisers Llc Paragould AR 06/2022 Present
  • 04/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2017 → Present
    Regions Bank
    Paragould, AR
  • 05/2014 → 04/2017
    People Source Staffing
    Paragould, AR
  • 06/2022 → Present
    Cetera Investment Advisers Llc
    Paragould, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-17
  • S66 Uniform Combined State Law Examination
    2022-06-17

View on SEC IAPD

Nearby Firms

DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES

Nearby Investors

CHRISTOPHER ALAN DICKINSON
TIMOTHY ARNOLD BARNUM
MAX RAY GARNETT

Nearby Offices

DICKINSON BARNUM INVESTMENT MANAGEMENT, LLC · PARAGOULD, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Paragould, AR
EDWARD JONES · Paragould, AR

More in Paragould, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor