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Current Employers
Dickinson Barnum Investment Management, Llc

1024 West Court St Suite A, Paragould, AR 72450 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-01-16
MO RA APPROVED 2017-01-20
  • AR RA
    APPROVED
    Since 2024-01-16
  • MO RA
    APPROVED
    Since 2017-01-20

Branch Locations

1024 West Court St Suite A, Paragould, AR 72450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dickinson Barnum Investment Management Paragould AR 08/2011 Present
Purshe Kaplan Sterling Investments Albany NY 08/2011 Present
  • 08/2011 → Present
    Dickinson Barnum Investment Management
    Paragould, AR
  • 08/2011 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) DICKINSON BARNUM INVESTMENT MANAGEMENT; INVESTMENT RELATED; 1024 W COURT ST Suite A, PARAGOULD, AR 72450; IAR/RIA; START DATE: 08/05/2011; 160 HRS/MO 2) COMFORT HOMES LLC; NOT INVESTMENT RELATED; 21 Victor Drive, PARAGOULD, AR 72450; SPECULATIVE HOUSING; INITIAL MEMBER; STARTED 11/15/2014; 20 HRS PER MONTH, NONE DURING TRADING HRS; FUND & OVERSEE CONTRACTOR'S EFFORTS IN BUILDING HOUSES FOR SALE; 3) We Warrior Three, LLC; NOT INVESTMENT RELATED; Three private pilots who purchase maintain, and store an aircraft for personal use; Member of LLC; Started 1/1/2024; 0 Hrs per month, none during tradings hrs; No duties, just ownership. 4) LICENSED INSURANCE AGENTS IN ARKANSAS; INVESTMENT RELATED: 1024 W COURT ST Suite A, PARAGOULD AR 72450; STARTED 09/01/2000; NONE DURING TRADING HRS; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 10 5) Kiwanis Club of Paragould, AR. Not Investment Related. Meets @ grecian steakhouse, Paragould, AR; Board member; Lunch Club; Start Date: 10/01/2022; 6hrs/month; 5 during trading hours; Vote on club rules & by laws; discuss & vote on donations to children related causes & activities 6) Willlow Grove LLC aka Willow Grove Apartments; Not Investment Related; 21 Victor Dr, Paragould, AR 72450; Owner; Real Estate Rental / Commercial / Property / Management Services; Start Date: 10/01/2023; 40 hrs/ month; .5 during trading hours; Secure financing; overseeing personally owned rental properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 2002-01-02
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2002-01-02
Other Names
  • Timothy A Barnum
  • Tim Barnum

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