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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-08-09
  • OH RA
    APPROVED
    Since 2022-08-09

Branch Locations

223 West Benson Street, Cincinnati, OH 45215 • United States

9020 Winton Rd, Cincinnati, OH 45231 • United States

5910 Harrison Ave, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 05/2015 Present
Fifth Third Securities Cincinnati OH 02/2022 Present
  • 05/2015 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 02/2022 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-08
S63 Uniform Securities Agent State Law Examination 2022-07-02
  • S65 Uniform Investment Adviser Law Examination
    2022-08-08
  • S63 Uniform Securities Agent State Law Examination
    2022-07-02

View on SEC IAPD

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