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Luke Gray

Charles Schwab & Co., Inc.

Nashville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-02-24
  • TN RA
    APPROVED
    Since 2025-02-24

Branch Locations

4012-B Hillsboro Pike Suite 103, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein Private Wealth Management San Diego CA 07/2021 01/2022
Full Time Education Knoxville TN 08/2017 05/2021
Full Time Education Lebanon TN 01/2012 05/2017
Alliancebernstein Nashville TN 05/2023 01/2025
Bernstein Private Wealth Management Nashville TN 01/2022 05/2023
Charles Schwab & Co., Inc. Nashville TN 01/2025 Present
Charles Schwab Bank Nashville TN 01/2025 Present
  • 07/2021 → 01/2022
    Bernstein Private Wealth Management
    San Diego, CA
  • 08/2017 → 05/2021
    Full Time Education
    Knoxville, TN
  • 01/2012 → 05/2017
    Full Time Education
    Lebanon, TN
  • 05/2023 → 01/2025
    Alliancebernstein
    Nashville, TN
  • 01/2022 → 05/2023
    Bernstein Private Wealth Management
    Nashville, TN
  • 01/2025 → Present
    Charles Schwab & Co., Inc.
    Nashville, TN
  • 01/2025 → Present
    Charles Schwab Bank
    Nashville, TN
Other Businesses

1) Luke Gray|Investment Related:No|Mount Juliet;TN;37122;USA|Real Estate (Non-Agent/Broker)|Rental Property Owner|2024-09-02|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|maintain rental property, ensure tenant satisfaction 2) Luke Gray|Investment Related:No|Real Estate (Non-Agent/Broker)|Rental Property Owner|2024-08-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|maintain rental property and ensure tenant satisfaction

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-21
S63 Uniform Securities Agent State Law Examination 2022-06-03
  • S65 Uniform Investment Adviser Law Examination
    2025-02-21
  • S63 Uniform Securities Agent State Law Examination
    2022-06-03

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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