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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-28 |
| CA | RA | APPROVED | 2022-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Corona | CA | 11/2013 | Present |
I*812262 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Topeka, Kansas, 66614 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/1/2009 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*812263 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Murrieta, California, 92563 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/1/2018 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-02 |
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