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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-05
NM RA APPROVED 2022-11-30
  • NC RA
    APPROVED
    Since 2024-04-05
  • NM RA
    APPROVED
    Since 2022-11-30

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate's, Inc. Concord NC 02/2022 Present
Ferrer Advisory Services Carolina Beach NC 03/2014 02/2022
Raymond James Financial Services, Inc. Concord NC 07/2025 Present
  • 02/2022 → Present
    Concord, NC
  • 03/2014 → 02/2022
    Ferrer Advisory Services
    Carolina Beach, NC
  • 07/2025 → Present
    Raymond James Financial Services, Inc.
    Concord, NC
Other Businesses

Artistic Impulse; 6598 Weldon Cir NW, Concord, NC, 28027, United States; Business Owner Position/Title: Owner/Proprietor; Not investment related; Started 07/19/2025; 15 Hours per month devoted; 0 hours per month devoted during business; 0 hours per month devoted during trading; Attending art shows to sell handmade art. Create inventory, file paperwork, sell goods.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
  • S66 Uniform Combined State Law Examination
    2022-11-18
Other Names
  • Lindsay Kling
  • Lindsay Ferrer

View on SEC IAPD

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