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Griffin Sterling Kay

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7503417

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-07-14
TX RA APPROVED 2022-07-08
  • AZ RA
    APPROVED
    Since 2022-07-14
  • TX RA
    APPROVED
    Since 2022-07-08

Branch Locations

14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2022 Present
Geuther Electric Gilbert AZ 09/2021 12/2021
Crosscountry Mortgage Scottsdale AZ 08/2021 09/2021
Frito-Lay Phoenix AZ 12/2020 06/2021
Godaddy Technologies Scottsdale AZ 01/2020 12/2020
Quicken Loans Phoenix AZ 09/2019 12/2019
Discount Tire Scottsdale AZ 12/2017 09/2019
Topgolf Scottsdale AZ 09/2019 10/2019
Scottsdale Community College Scottsdale AZ 01/2019 12/2020
Select Business Systems Fresno CA 01/2017 12/2017
Unemployed Fresno CA 05/2016 01/2017
Vanguard Marketing Corporation Scottsdale AZ 03/2022 Present
Vanguard Advisers, Inc. Scottsdale AZ 03/2022 Present
  • 03/2022 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2021 → 12/2021
    Geuther Electric
    Gilbert, AZ
  • 08/2021 → 09/2021
    Crosscountry Mortgage
    Scottsdale, AZ
  • 12/2020 → 06/2021
    Frito-Lay
    Phoenix, AZ
  • 01/2020 → 12/2020
    Godaddy Technologies
    Scottsdale, AZ
  • 09/2019 → 12/2019
    Quicken Loans
    Phoenix, AZ
  • 12/2017 → 09/2019
    Discount Tire
    Scottsdale, AZ
  • 09/2019 → 10/2019
    Topgolf
    Scottsdale, AZ
  • 01/2019 → 12/2020
    Scottsdale Community College
    Scottsdale, AZ
  • 01/2017 → 12/2017
    Select Business Systems
    Fresno, CA
  • 05/2016 → 01/2017
    Unemployed
    Fresno, CA
  • 03/2022 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 03/2022 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-07
  • S66 Uniform Combined State Law Examination
    2022-07-07
Other Names
  • Griffin Kay

View on SEC IAPD

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