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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockmart High School | Rockmart | GA | 05/2013 | 05/2017 |
| Jacksonville State University | Jacksonville | AL | 05/2017 | 12/2017 |
| Unemployed | Rockmart | GA | 12/2017 | 09/2020 |
| Planet Fitness | Cedartown | GA | 09/2020 | 11/2021 |
| Morning Glory Farms | Rockmart | GA | 06/2021 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 02/2022 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 08/2022 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. ROME HEALTH PLAN ADVISORS, 104 E 6th Ave, Rome GA 30161, United States, 01/2023, Agent, Insurance/Benefits/Human Resources, NIR, 30 HR/MO - 1 HR/MO TRADING 2. MORNING GLORY FARMS, 4005 Rockmart Hwy, Cedartown GA 30125, United States, 06/01/2021, 1099 Employee, 1099, NIR, 5 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-26 |
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