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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-01-09 |
Branch Locations
1 Monument Sq, Portland, ME 04101 • United States
1 Financial Plz, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | ME | 02/2022 | Present |
| Identity Group | Brunswick | ME | 06/2015 | 05/2020 |
| Unemployed | Cape Elizabeth | ME | 06/2020 | 01/2022 |
I*: 1491285 Entity Type: Name of OBA: Portland Yacht Club Address: Falmouth, ME Investment Related: No Position, Title, Association: Employee Start Date: 10/01/2023 Number of Hours: 8 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: Junior Sailing Program Committee Chairman, responsible for working with the other committee members to provide advice and guidance for the youth sailing program. Committee discussions include summer sailing program review, hiring assistance, fleet & equipment management, marketing advice, regatta management. Committee chair reports to the Yacht Club officers. The chairman position would begin September 1st, 2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-10 |
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