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1111 Brickell Ave 10Th Floor, Suite 68, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-12-05 |
Branch Locations
1 Oglethorpe Professional Blvd. Ste. 102, Savannah, GA 31406 • United States
1111 Brickell Ave 10Th Floor, Suite 68, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 01/2008 | 09/2016 |
| Capital Investment Group, Inc. | Raleigh | NC | 09/2016 | 11/2023 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 09/2016 | 11/2023 |
| Saxony Securities, Inc. | Saint Louis | MO | 11/2023 | Present |
| Sollinda Capital Management Llc | Miami | FL | 12/2023 | Present |
1) Cowan Financial Group, Inc.; DBA for financial services business 2) Brouillette & Cowan Inc., non-investment related; tax accounting and consulting business; Owner/President; began 2/1/2005; 80 hours per month; tax preparation and consult 3) Various insurance companies; investment-related business; non variable insurance sales; insurance agent; started 07/30/2025; insurance policy sales; 5 hours per month, 5 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-02 |
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