Best Investors Account Sign in

Marcel Pennartz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clifton Park, NY

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-26
NY RA APPROVED 2022-06-22
  • TX RA
    APPROVED
    Since 2022-07-26
  • NY RA
    APPROVED
    Since 2022-06-22

Branch Locations

449 Route 146, Clifton Park, NY 12065 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Clifton Park NY 10/2021 Present
Bank Of America Clifton Park NY 04/2020 10/2021
Trustco Bank Schenectady NY 11/2019 04/2020
Trustco Bank Schenectady NY 09/2018 11/2019
Trustco Bank Malta NY 08/2017 09/2018
Trustco Bank Clifton Park NY 03/2013 08/2017
State University Of Plattsburgh Plattsburgh NY 08/2013 06/2017
Bank Of America, N.A. Clifton Park NY 07/2024 Present
  • 10/2021 → Present
    Merrill Lynch
    Clifton Park, NY
  • 04/2020 → 10/2021
    Bank Of America
    Clifton Park, NY
  • 11/2019 → 04/2020
    Trustco Bank
    Schenectady, NY
  • 09/2018 → 11/2019
    Trustco Bank
    Schenectady, NY
  • 08/2017 → 09/2018
    Trustco Bank
    Malta, NY
  • 03/2013 → 08/2017
    Trustco Bank
    Clifton Park, NY
  • 08/2013 → 06/2017
    State University Of Plattsburgh
    Plattsburgh, NY
  • 07/2024 → Present
    Bank Of America, N.A.
    Clifton Park, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-17
  • S66 Uniform Combined State Law Examination
    2022-06-17

View on SEC IAPD

Other Firms

KEY INVESTMENT SERVICES LLC
CETERA INVESTMENT ADVISERS LLC
OPTIMUS WEALTH MANAGEMENT GROUP, INC.
PFS INVESTMENTS INC.
BANKERS LIFE ADVISORY SERVICES, INC.
OSAIC WEALTH, INC.
EDWARD JONES
EDELMAN FINANCIAL ENGINES

Other Investors

PAUL J WILDERS
Andrew J Bullock
LEE WILSON
Brian Mohan
CARRIE LYNN BENSON
JONATHAN J. TAMUL
John CHARLES Petersen
DANIEL P VARTIGIAN

Other Offices

KEY INVESTMENT SERVICES LLC · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OPTIMUS WEALTH MANAGEMENT GROUP, INC. · CLIFTON PARK, NY
PFS INVESTMENTS INC. · CLIFTON PARK, NY
BANKERS LIFE ADVISORY SERVICES, INC. · Clifton Park, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OSAIC WEALTH, INC. · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY

More in Clifton Park, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor