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Brian Anthony Berns

Raymond James & Associates, Inc.

Baton Rouge, LA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-29
LA RA APPROVED 2022-04-20
  • TX RA
    APPROVED
    Since 2022-09-29
  • LA RA
    APPROVED
    Since 2022-04-20

Branch Locations

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Baton Rouge LA 02/2022 Present
Archbishop Hannan High School Covington LA 08/2013 05/2017
Hendrix College Conway AR 08/2017 12/2017
Louisiana State University Baton Rouge LA 01/2018 05/2021
Carver Darden Law Firm New Orleans LA 05/2018 08/2018
Carver Darden Law Firm New Orleans LA 12/2018 12/2018
Carver Darden Law Firm New Orleans LA 05/2019 08/2019
Carver Darden Law Firm New Orleans LA 05/2021 08/2021
Lsu Paul M. Hebert Law Center Baton Rouge LA 08/2021 11/2021
  • 02/2022 → Present
    Raymond James & Associates Inc.
    Baton Rouge, LA
  • 08/2013 → 05/2017
    Archbishop Hannan High School
    Covington, LA
  • 08/2017 → 12/2017
    Hendrix College
    Conway, AR
  • 01/2018 → 05/2021
    Louisiana State University
    Baton Rouge, LA
  • 05/2018 → 08/2018
    Carver Darden Law Firm
    New Orleans, LA
  • 12/2018 → 12/2018
    Carver Darden Law Firm
    New Orleans, LA
  • 05/2019 → 08/2019
    Carver Darden Law Firm
    New Orleans, LA
  • 05/2021 → 08/2021
    Carver Darden Law Firm
    New Orleans, LA
  • 08/2021 → 11/2021
    Lsu Paul M. Hebert Law Center
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-19
  • S66 Uniform Combined State Law Examination
    2022-04-19
Other Names
  • Brian Anthony Berns

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

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