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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-29
  • TX RA
    APPROVED
    Since 2024-02-29

Branch Locations

20855 Stone Oak Pkwy, San Antonio, TX 78258 • United States

Blanco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfiled IA 12/2022 11/2023
Austin Neurospine Austin TX 08/2021 02/2022
Baylor Scott And White Health - Lakeway Hospital Lakeway TX 07/2019 08/2021
Jane Allen Cpa Pc Lakeway TX 06/2017 06/2019
Paragon Printing And Mailing/Murphy Connected Austin TX 04/2016 06/2017
Cambridge Investment Research Advisors Inc. Fairfield IA 06/2023 11/2023
J.P. Morgan Securities Llc San Antonio TX 02/2024 Present
Whole Foods Bee Cave TX 05/2019 06/2019
Texas Hills Financial Group Dripping Springs TX 02/2022 11/2023
Unemployed Austin TX 12/2023 01/2024
  • 12/2022 → 11/2023
    Cambridge Investment Research, Inc.
    Fairfiled, IA
  • 08/2021 → 02/2022
    Austin Neurospine
    Austin, TX
  • 07/2019 → 08/2021
    Baylor Scott And White Health - Lakeway Hospital
    Lakeway, TX
  • 06/2017 → 06/2019
    Jane Allen Cpa Pc
    Lakeway, TX
  • 04/2016 → 06/2017
    Paragon Printing And Mailing/Murphy Connected
    Austin, TX
  • 06/2023 → 11/2023
    Fairfield, IA
  • 02/2024 → Present
    San Antonio, TX
  • 05/2019 → 06/2019
    Whole Foods
    Bee Cave, TX
  • 02/2022 → 11/2023
    Texas Hills Financial Group
    Dripping Springs, TX
  • 12/2023 → 01/2024
    Unemployed
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-10
  • S66 Uniform Combined State Law Examination
    2023-06-10
Other Names
  • Corley Lynn Howard
  • Corley Lynn Chandler
  • Corley L Chandler

View on SEC IAPD

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