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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-12 |
| TX | RA | APPROVED | 2024-04-12 |
| ND | RA | APPROVED | 2023-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bell Bank | Fargo | ND | 07/2021 | 07/2022 |
| Bell Bank | Fargo | ND | 01/2020 | 07/2021 |
| Concordia College-Moorhead | Moorhead | MN | 08/2017 | 05/2021 |
| Holland Enterprise | Mapleton | ND | 06/2017 | 08/2017 |
| Kindred Public School | Kindred | ND | 08/2007 | 05/2017 |
| Thrivent Investment Management Inc | Fargo | ND | 02/2022 | 11/2022 |
| Thrivent Financial | Appleton | WI | 07/2022 | 11/2022 |
| Thrivent Financial | Appleton | WI | 11/2022 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fargo | ND | 10/2023 | Present |
| Bank Of America, N.A. | Fargo | ND | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-05 |
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