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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-12
TX RA APPROVED 2024-04-12
ND RA APPROVED 2023-11-20
  • OH RA
    APPROVED
    Since 2026-06-12
  • TX RA
    APPROVED
    Since 2024-04-12
  • ND RA
    APPROVED
    Since 2023-11-20

Branch Locations

51 Broadway N, Fargo, ND 58102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bell Bank Fargo ND 07/2021 07/2022
Bell Bank Fargo ND 01/2020 07/2021
Concordia College-Moorhead Moorhead MN 08/2017 05/2021
Holland Enterprise Mapleton ND 06/2017 08/2017
Kindred Public School Kindred ND 08/2007 05/2017
Thrivent Investment Management Inc Fargo ND 02/2022 11/2022
Thrivent Financial Appleton WI 07/2022 11/2022
Thrivent Financial Appleton WI 11/2022 10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fargo ND 10/2023 Present
Bank Of America, N.A. Fargo ND 11/2023 Present
  • 07/2021 → 07/2022
    Bell Bank
    Fargo, ND
  • 01/2020 → 07/2021
    Bell Bank
    Fargo, ND
  • 08/2017 → 05/2021
    Concordia College-Moorhead
    Moorhead, MN
  • 06/2017 → 08/2017
    Holland Enterprise
    Mapleton, ND
  • 08/2007 → 05/2017
    Kindred Public School
    Kindred, ND
  • 02/2022 → 11/2022
    Fargo, ND
  • 07/2022 → 11/2022
    Thrivent Financial
    Appleton, WI
  • 11/2022 → 10/2023
    Thrivent Financial
    Appleton, WI
  • 10/2023 → Present
    Fargo, ND
  • 11/2023 → Present
    Bank Of America, N.A.
    Fargo, ND
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-25
S63 Uniform Securities Agent State Law Examination 2022-07-05
  • S66 Uniform Combined State Law Examination
    2023-01-25
  • S63 Uniform Securities Agent State Law Examination
    2022-07-05
Other Names
  • Derek John Houska

View on SEC IAPD

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