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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-02-05 |
| AZ | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2022 | Present |
| Freedom Mortgage Corporation | Phoenix | AZ | 05/2020 | 12/2021 |
| Dealer Spike | Wilsonville | OR | 06/2018 | 01/2020 |
| Oregon State University | Corvallis | OR | 09/2015 | 03/2018 |
| Unemployed | Sherwood | OR | 01/2020 | 05/2020 |
| Altig - American Income Life Insurance Company | Clackamas | OR | 06/2017 | 08/2017 |
| Willamette Landscaping Services, Inc. | Tualatin | OR | 08/2016 | 09/2016 |
| Unemployed | Chandler | AZ | 12/2021 | 02/2022 |
| Unemployed | Sherwood | OR | 03/2018 | 05/2018 |
| Lechon | Portland | OR | 05/2018 | 06/2018 |
| Willamette Landscaping Services, Inc. | Tualatin | OR | 08/2017 | 09/2017 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-14 |
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