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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-02-09
  • MI RA
    APPROVED
    Since 2024-02-09

Branch Locations

743 Palms Avenue, Ishpeming, MI 49849 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michigan State University East Lansing MI 09/2017 05/2022
Michigan State University East Lansing MI 01/2022 05/2022
Department Of Egle Lansing MI 06/2021 11/2021
Treasure Carbon Shanghai 05/2020 08/2020
Michigan State University East Lansing MI 09/2019 05/2020
Togos Marquette MI 05/2019 08/2019
Togos Marquette MI 05/2018 09/2018
Unemployed Marquette MI 06/2017 08/2017
Marquette Senior High School Marquette MI 08/2013 05/2017
Hantz Financial Services Marquette MI 06/2022 05/2023
Marquette Neighborhood Spot Llc Marquette MI 06/2023 12/2023
First Bank Dba First Investment Services Ishpeming MI 11/2023 Present
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Cetera Investment Advisors Llc Schaumburg IL 02/2024 Present
Grow Up North Republic MI 03/2024 12/2025
  • 09/2017 → 05/2022
    Michigan State University
    East Lansing, MI
  • 01/2022 → 05/2022
    Michigan State University
    East Lansing, MI
  • 06/2021 → 11/2021
    Department Of Egle
    Lansing, MI
  • 05/2020 → 08/2020
    Treasure Carbon
    Shanghai
  • 09/2019 → 05/2020
    Michigan State University
    East Lansing, MI
  • 05/2019 → 08/2019
    Togos
    Marquette, MI
  • 05/2018 → 09/2018
    Togos
    Marquette, MI
  • 06/2017 → 08/2017
    Unemployed
    Marquette, MI
  • 08/2013 → 05/2017
    Marquette Senior High School
    Marquette, MI
  • 06/2022 → 05/2023
    Hantz Financial Services
    Marquette, MI
  • 06/2023 → 12/2023
    Marquette Neighborhood Spot Llc
    Marquette, MI
  • 11/2023 → Present
    First Bank Dba First Investment Services
    Ishpeming, MI
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Cetera Investment Advisors Llc
    Schaumburg, IL
  • 03/2024 → 12/2025
    Grow Up North
    Republic, MI
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: FIRST BANK DBA FIRST INVESTMENT SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANKING START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES ON BANK PREMISES; 3. NAME OF OTHER BUSINESS: MARQUETTE REGIONAL HISTORY CENTER; INVESTMENT RELATED: NO; ADDRESS: 145 W SPRING ST MARQUETTE, MI 49855; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MONITOR BANK BALANCE AND REPORT AT EXECUTIVE MEETINGS, ATTEND MONTHLY BOARD MEETINGS; 4. NAME OF OTHER BUSINESS: POGONA AGENCY, LLC; INVESTMENT RELATED: NO; ADDRESS: 743 PALMS AVE, ISHPEMING, MI 49849; NATURE OF BUSINESS: INS DBA; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: EXPLAIN, DISCUSS, AND SELL PROPERTY, CASUALTY, OR COMMERCIAL INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-07
  • S66 Uniform Combined State Law Examination
    2022-11-07

View on SEC IAPD

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