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Clint Eric Kakkuri

Cetera Investment Advisers LLC

Negaunee, MI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29

Branch Locations

701 N Teal Lake Ave, Negaunee, MI 49866 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Upper Peninsula Dental Ishpeming MI 11/1996 01/2017
Voya Financial Advisors Negaunee MI 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/1996 → 01/2017
    Upper Peninsula Dental
    Ishpeming, MI
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Negaunee, MI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-29
S66 Uniform Combined State Law Examination 2001-09-11
  • S65 Uniform Investment Adviser Law Examination
    2010-07-29
  • S66 Uniform Combined State Law Examination
    2001-09-11

View on SEC IAPD

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