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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Marquette | MI | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marquette | MI | 11/2016 | 08/2019 |
| Lpl Financial Llc | Negaunee | MI | 08/2019 | 04/2024 |
| Honor Credit Union | Negaunee | MI | 08/2019 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Negaunee | MI | 04/2024 | Present |
1. MUNSON CORP DBA MUNSON RETIREMNET SOLUTIONS, INV RELATED, NEGAUNEE, MI, 100% OWNERSHIP, START 2/9/22, 40 HRS PER WEEK, 40 HRS DURING TRADING, FINET PRACTICE; 2. PSCLM HOLDINGS LLC, INV RELATED, NEGAUNEE, MI, 01% OWNERSHIP, START 3/1/22, 1 HR PER WEEK, 0 HRS DURING TRADING, COMMERICAL REAL ESTATE INVESTING. 3. CITY OF NEGAUNEE DOWNTOWN DEVELOPMENT AUTHORITY; NOT INV. RELATED; NEGAUNEE, MI; BOARD MEMBER; START DATE: 1/1/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: DISCUSS GRANT APPLICATIONS AND PLAN EVENTS TO HELP PROMOTE THE GROWTH OF THE DOWNTOWN AREA. | MUNSON TAX SOLUTIONS; NEGAUNEE, MI; TAX RETURN PREPERATION; 100% OWNER; 11/22/2024;30 HOURS PER MONTH; 30 HOURS DURING TRADING HOURS; TAX RETURN PREPERATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-16 |
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