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Daniel Wiemann

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-22
TX RA APPROVED 2022-12-22
  • CA RA
    APPROVED
    Since 2022-12-22
  • TX RA
    APPROVED
    Since 2022-12-22

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 01/2022 Present
Bank Of America Mesa AZ 02/2021 01/2022
Leslies Pool And Spa Supply Mesa AZ 05/2019 02/2021
Wells Fargo Tempe AZ 08/2015 03/2019
Unemployed Mesa AZ 04/2019 05/2019
Mesa Community College Mesa AZ 08/2012 05/2020
Bank Of America, N.A. Scottsdale AZ 06/2023 Present
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Scottsdale, AZ
  • 02/2021 → 01/2022
    Bank Of America
    Mesa, AZ
  • 05/2019 → 02/2021
    Leslies Pool And Spa Supply
    Mesa, AZ
  • 08/2015 → 03/2019
    Wells Fargo
    Tempe, AZ
  • 04/2019 → 05/2019
    Unemployed
    Mesa, AZ
  • 08/2012 → 05/2020
    Mesa Community College
    Mesa, AZ
  • 06/2023 → Present
    Bank Of America, N.A.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-14
  • S66 Uniform Combined State Law Examination
    2022-12-14
Other Names
  • Daniel E Wiemann
  • Daniel Edward Wiemann

View on SEC IAPD

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INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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