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Brian Breitenstein

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
OH RA APPROVED 2022-04-29
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • OH RA
    APPROVED
    Since 2022-04-29

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Cincinnati OH 02/2022 Present
First Financial Bank Cincinnati OH 11/2019 02/2022
Wesbanco Newport KY 08/2018 11/2019
United Bank & Capital Trust Newport KY 03/2017 08/2018
Citizens Bank Of Northern Kentucky Highland Heights KY 08/2012 03/2017
  • 02/2022 → Present
    Ubs Financial Services, Inc.
    Cincinnati, OH
  • 11/2019 → 02/2022
    First Financial Bank
    Cincinnati, OH
  • 08/2018 → 11/2019
    Wesbanco
    Newport, KY
  • 03/2017 → 08/2018
    United Bank & Capital Trust
    Newport, KY
  • 08/2012 → 03/2017
    Citizens Bank Of Northern Kentucky
    Highland Heights, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2022-04-29

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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