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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| MN | RA | APPROVED | 2018-08-27 |
Branch Locations
2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States
Oronoco, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Rochester | MN | 01/2015 | 08/2018 |
| Bremer Bank | Rochester | MN | 01/2015 | 08/2018 |
| Raymond James Financial Services Advisors Inc. | Rochester | MN | 01/2015 | 08/2018 |
| Rbc Capital Markets, Llc. | Rochester | MN | 08/2018 | Present |
| City National Bank | Rochester | MN | 10/2018 | 08/2021 |
| City National Bank | Rochester | MN | 11/2022 | Present |
1) Rental Real Estate - Oronoco, MN Position/Title: Proprietor/Owner Investment Related:No Start Date: 06/01/2009 Hours per month devoted to this business: 0.25 Hours per month devoted to this business during trading hours: 0 Description of duties: Own home, collect rent from one family tennent. Pay taxes and insurance and upkeep to home for living. 2) SELF FARMING; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTING FARMLAND FOR CROPS; CAPACITY: OWNER-ACTIVE; START DATE: 4/1/2014; DUTIES: SIGN RENTAL CONTRACT WITH TENANT AND DEPOSIT SEMI ANNUAL RENT PAYMENTS AT BANK. PAY PROPERTY TAX BILL; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3) BLUFF COUNTRY FARMS LLC; ADDRESS: 429 THOMAS DRIVE EAGLE LAKE, MN 56024; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HUNTING LAND AND HAS BEEN LOGGED FOR INCOME; CAPACITY: OWNER/ACTIVE; START DATE: 08/01/2008; DUTIES: I AM CO-OWNER AND HELP IN SELECTING INVESTMENTS WITH OUR FUNDS HELD IN BROKERAGE ACCOUNT; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; 4) Name: Trinity Lutheran Church Address: 222 6th Ave SW Rochester, MN 55902 Business Description: Religious Organization Business is not investment related Projected Start Date: 08/01/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: On a committee to help guide the church elders and board of directors with ideas on cash flow needs and patterns for the church in these uncertain times. Devoted to this OBA per Month: 0.25 Hours Devoted to this OBA during business hours: 0 5) Name: Rochester Central Lutheran School Address: 2619 9th Ave NW Rochester, MN 55901 Business Description: Primary Education Pre K - 8th Grade Business is not investment related Projected Start Date: 08/01/20 Capacity: Board of Directors * Duties Performed: Help guide school through budgeting and fiscal decision making processes. Part of the board that approves decisions for school. Devoted to this OBA per Month: 0.25 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-27 |
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