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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
MN RA APPROVED 2018-08-27
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • MN RA
    APPROVED
    Since 2018-08-27

Branch Locations

2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States

Oronoco, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Rochester MN 01/2015 08/2018
Bremer Bank Rochester MN 01/2015 08/2018
Raymond James Financial Services Advisors Inc. Rochester MN 01/2015 08/2018
Rbc Capital Markets, Llc. Rochester MN 08/2018 Present
City National Bank Rochester MN 10/2018 08/2021
City National Bank Rochester MN 11/2022 Present
  • 01/2015 → 08/2018
    Raymond James Financial Services,Inc
    Rochester, MN
  • 01/2015 → 08/2018
    Bremer Bank
    Rochester, MN
  • 01/2015 → 08/2018
    Rochester, MN
  • 08/2018 → Present
    Rochester, MN
  • 10/2018 → 08/2021
    City National Bank
    Rochester, MN
  • 11/2022 → Present
    City National Bank
    Rochester, MN
Previous Registrations
Other Businesses

1) Rental Real Estate - Oronoco, MN Position/Title: Proprietor/Owner Investment Related:No Start Date: 06/01/2009 Hours per month devoted to this business: 0.25 Hours per month devoted to this business during trading hours: 0 Description of duties: Own home, collect rent from one family tennent. Pay taxes and insurance and upkeep to home for living. 2) SELF FARMING; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTING FARMLAND FOR CROPS; CAPACITY: OWNER-ACTIVE; START DATE: 4/1/2014; DUTIES: SIGN RENTAL CONTRACT WITH TENANT AND DEPOSIT SEMI ANNUAL RENT PAYMENTS AT BANK. PAY PROPERTY TAX BILL; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3) BLUFF COUNTRY FARMS LLC; ADDRESS: 429 THOMAS DRIVE EAGLE LAKE, MN 56024; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HUNTING LAND AND HAS BEEN LOGGED FOR INCOME; CAPACITY: OWNER/ACTIVE; START DATE: 08/01/2008; DUTIES: I AM CO-OWNER AND HELP IN SELECTING INVESTMENTS WITH OUR FUNDS HELD IN BROKERAGE ACCOUNT; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; 4) Name: Trinity Lutheran Church Address: 222 6th Ave SW Rochester, MN 55902 Business Description: Religious Organization Business is not investment related Projected Start Date: 08/01/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: On a committee to help guide the church elders and board of directors with ideas on cash flow needs and patterns for the church in these uncertain times. Devoted to this OBA per Month: 0.25 Hours Devoted to this OBA during business hours: 0 5) Name: Rochester Central Lutheran School Address: 2619 9th Ave NW Rochester, MN 55901 Business Description: Primary Education Pre K - 8th Grade Business is not investment related Projected Start Date: 08/01/20 Capacity: Board of Directors * Duties Performed: Help guide school through budgeting and fiscal decision making processes. Part of the board that approves decisions for school. Devoted to this OBA per Month: 0.25 Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-27
  • S66 Uniform Combined State Law Examination
    2006-07-27
Other Names
  • Tim Ernste

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