Abby Kristine Monger

Rbc Capital Markets, LLC

Sioux Falls, SD

Sioux Falls, SD

CRD 7500594

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2025-03-18
TX	RA	APPROVED	2025-03-18

SD RA
APPROVED

Since 2025-03-18
TX RA
APPROVED

Since 2025-03-18

Branch Locations

6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Wealth Management	Sioux Falls	SD	02/2022	Present
Credit Union 1	Henderson	NV	10/2019	12/2021
First National Bank In Sioux Falls	Sioux Falls	SD	07/2015	09/2019

02/2022 → Present

Rbc Wealth Management

Sioux Falls, SD
10/2019 → 12/2021

Credit Union 1

Henderson, NV
07/2015 → 09/2019

First National Bank In Sioux Falls

Sioux Falls, SD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-18

S66 Uniform Combined State Law Examination

2024-11-18

View on SEC IAPD

Nearby Firms

THRIVENT INVESTMENT MANAGEMENT INC.

Nearby Investors

RUSSELL JAMES PIXLER

Nearby Offices

MARINER · Sioux Falls, SD

MARINER · Sioux Falls, SD

THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD

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