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Nicholas Alan Walker

Walker Financial Advisors Inc

Mission Viejo, CA

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Current Employers
Walker Financial Advisors Inc

27201 Puerta Real, Suite 465, Mission Viejo, CA 92691 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-06
  • CA RA
    APPROVED
    Since 2022-02-06

Branch Locations

27201 Puerta Real, Suite 465, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bsi Financial Services Irving TX 05/2020 01/2022
Yardi Systems Irving TX 03/2019 05/2020
Texas State University San Marcos TX 08/2014 05/2018
N/A Dallas TX 05/2018 03/2019
Walker Financial Advisors, Inc Mission Viejo CA 01/2022 Present
  • 05/2020 → 01/2022
    Bsi Financial Services
    Irving, TX
  • 03/2019 → 05/2020
    Yardi Systems
    Irving, TX
  • 08/2014 → 05/2018
    Texas State University
    San Marcos, TX
  • 05/2018 → 03/2019
    N/A
    Dallas, TX
  • 01/2022 → Present
    Walker Financial Advisors, Inc
    Mission Viejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-15
  • S65 Uniform Investment Adviser Law Examination
    2022-01-15
Designations

View on SEC IAPD

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Other Offices

EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

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