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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-04-11
TX RA APPROVED 2023-02-14
  • TN RA
    APPROVED
    Since 2023-04-11
  • TX RA
    APPROVED
    Since 2023-02-14

Branch Locations

2720 Lebanon Pike, Nashville, TN 37214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 02/2006 Present
Bank Of America, N.A. Nashville TN 01/2022 Present
Other Businesses

I*1194260 For profit or not for profit: For Profit Name of outside business organization: Rental Property 1 Investment related: No Address of business: Antioch, Tennessee, 37013 Nature of business: Rental Property Position, title, association: Sole owner Start date of relationship: 3/1/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-26
  • S66 Uniform Combined State Law Examination
    2023-01-26
Other Names
  • Melissa Taveras

View on SEC IAPD

Other Firms

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