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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-16 |
| CA | RA | APPROVED | 2022-07-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gold River | CA | 04/2015 | Present |
| Bank Of America N.A. | Gold River | CA | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redding | CA | 01/2022 | Present |
| Bank Of America, N.A. | Redding | CA | 01/2022 | Present |
I*940289, Name of OBA: XCEL LLC Address: north highlands, CA Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 1/25/2021 No Hours: 4 Weekly No Hours during trading: 0 Duties: Online retails sales of collectible trading cards. Physical and Online sales of live aquatic fish. Responsibilities include listing/advertising, packaging items for shipping, and aquatic tank maintenance. I*3523298 Entity Type: N/A Name of OBA: M Y Address: FRESNO, California, 95825 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/13/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*3523299 Entity Type: N/A Name of OBA: V V Address: ELK GROVE, California, 95758 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 01/30/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Siblings I*3523297 Entity Type: N/A Name of OBA: M Y Address: FRESNO, California, 95825 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 01/13/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-12 |
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