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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-27
CA RA APPROVED 2023-06-14
  • TX RA
    APPROVED
    Since 2023-07-27
  • CA RA
    APPROVED
    Since 2023-06-14

Branch Locations

555 Capitol Mall, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 01/2022 Present
Bank Of America, N.A. Sacramento CA 05/2024 Present
Golden 1 Credit Union Sacramento CA 07/2021 01/2022
Ups Scs Mather CA 09/2018 07/2021
Safeway Sacramento CA 07/2015 01/2017
Round Table Pizza Sacramento CA 01/2017 01/2018
Abercrombie And Fitch Sacramento CA 01/2018 01/2020
  • 01/2022 → Present
    Sacramento, CA
  • 05/2024 → Present
    Bank Of America, N.A.
    Sacramento, CA
  • 07/2021 → 01/2022
    Golden 1 Credit Union
    Sacramento, CA
  • 09/2018 → 07/2021
    Ups Scs
    Mather, CA
  • 07/2015 → 01/2017
    Safeway
    Sacramento, CA
  • 01/2017 → 01/2018
    Round Table Pizza
    Sacramento, CA
  • 01/2018 → 01/2020
    Abercrombie And Fitch
    Sacramento, CA
Other Businesses

I*2916266 Entity Type: Charitable Name of OBA: Active 20-30 Club of Sacramento #1 Address:Sacramento California Investment Related:No Position, Title, Association:Board Member Start Date:08/15/2025 No Hours: 10 Monthly No Hours during trading:2 Monthly Duties:The group is dedicated to improving the lives of underprivileged youth in Sacramento. Act as a source of guidance for the upcoming term and assist with coordinating our community outreach events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-12
  • S66 Uniform Combined State Law Examination
    2023-06-12

View on SEC IAPD

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