Christopher Dean Bingham

Current Employers

Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2019-02-28

UT RA
APPROVED

Since 2019-02-28

Branch Locations

2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade Inc.	Draper	UT	03/2015	07/2017
Unemployed	Salt Lake City	UT	07/2017	04/2018
Social Finance Inc.	Cottonwood Heights	UT	04/2018	Present
Sofi Securities Llc	Cottonwood Heights	UT	04/2018	Present
Sofi Wealth Llc	Cottonwood Heights	UT	04/2018	Present

03/2015 → 07/2017

Td Ameritrade Inc.

Draper, UT
07/2017 → 04/2018

Unemployed

Salt Lake City, UT
04/2018 → Present

Social Finance Inc.

Cottonwood Heights, UT
04/2018 → Present

Sofi Securities Llc

Cottonwood Heights, UT
04/2018 → Present

Sofi Wealth Llc

Cottonwood Heights, UT

Previous Registrations

2015-04-15 → 2017-07-12

Td Ameritrade, Inc.

Draper, UT
2015-04-15 → 2017-07-12

Td Ameritrade Investment Management, Llc

Draper, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-02
S63	Uniform Securities Agent State Law Examination	2006-12-20

S66 Uniform Combined State Law Examination

2015-04-02
S63 Uniform Securities Agent State Law Examination

2006-12-20

View on SEC IAPD

Current Employers

Sofi Wealth Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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