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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-26
CA RA APPROVED 2022-04-11
  • TX RA
    APPROVED_RES
    Since 2024-04-26
  • CA RA
    APPROVED
    Since 2022-04-11

Branch Locations

2701 Park Marina Drive 2Nd Floor, Redding, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westside Wines And Hops Redding CA 10/2020 01/2022
Shasta Family Ymca Redding CA 07/2018 07/2021
N/A Redding CA 01/2012 07/2018
Rk Ricks Construction Redding CA 10/2021 11/2021
Stifel Nicolaus Redding CA 01/2022 Present
  • 10/2020 → 01/2022
    Westside Wines And Hops
    Redding, CA
  • 07/2018 → 07/2021
    Shasta Family Ymca
    Redding, CA
  • 01/2012 → 07/2018
    N/A
    Redding, CA
  • 10/2021 → 11/2021
    Rk Ricks Construction
    Redding, CA
  • 01/2022 → Present
    Stifel Nicolaus
    Redding, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-09
  • S66 Uniform Combined State Law Examination
    2022-04-09
Other Names
  • Mason Wright

View on SEC IAPD

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