George Daniel Gandy

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → 03/2022
  Jpmorgan Chase Bank, N.A.
  Plano, TX
• 01/2022 → 03/2022
  J.P. Morgan Securities Llc
  Plano, TX
• 01/2021 → 12/2021
  Bank Of America
  Richardson, TX
• 09/2019 → 01/2021
  Woodforest National Bank
  Garland, TX
• 06/2019 → 09/2019
  Tmx Finance Family Of Companies
  Frisco, TX
• 01/2017 → 03/2017
  Mau Workforce Solutions
  Stockbridge, GA
• 01/2012 → 12/2016
  Unemployed
  Waleska, GA
• 04/2017 → 06/2017
  Unemployed
  Waleska, GA
• 07/2017 → 06/2019
  Tmx Finance Family Of Companies
  Jonesboro, GA
• 11/2025 → Present
  Wells Fargo Clearing Services, Llc
  Rowlett, TX
• 03/2023 → Present
  Wells Fargo Bank, Na
  Rowlett, TX
• 03/2022 → 02/2023
  Simmons Bank
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-28
• S63 Uniform Securities Agent State Law Examination
  2026-03-05

Other Names

• George D Gandy
• George Gandy
• George Daniel Gandy
• George D. Gandy