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John Steven Brock

Cetera Investment Advisers LLC

Conway, AR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-10-28
  • AR RA
    APPROVED
    Since 2025-10-28

Branch Locations

710 Merriman Street, Conway, AR 72032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Advisory Services Conway AR 02/2025 09/2025
Landmark, Plc Certified Public Accountants Conway AR 01/2025 Present
John S Brock Cpa Pa Conway AR 10/2019 Present
Mcilroy, Keen Goodman, Llp Conway AR 01/2020 Present
Coulson Oil Company, Inc. North Little Rock AR 05/2003 11/2017
Brock Family Properties, Llc Little Rock AR 05/2020 Present
Garland And Greenwood Cpas And Advisors, Pllc Conway AR 11/2019 12/2024
Mcilroy, Keen Goodman, Llp Conway AR 11/2017 12/2019
John S Brock Cpa Pa Conway AR 10/2019 Present
Garland And Greenwood Cpas And Advisors, Pllc Conway AR 11/2019 Present
Mcilroy, Keen Goodman, Llp Conway AR 01/2020 Present
Brock Family Properties, Llc Conway AR 05/2020 Present
Landmark, Plc Certified Public Accountants Conway AR 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2025 → 09/2025
    Avantax Advisory Services
    Conway, AR
  • 01/2025 → Present
    Landmark, Plc Certified Public Accountants
    Conway, AR
  • 10/2019 → Present
    John S Brock Cpa Pa
    Conway, AR
  • 01/2020 → Present
    Mcilroy, Keen Goodman, Llp
    Conway, AR
  • 05/2003 → 11/2017
    Coulson Oil Company, Inc.
    North Little Rock, AR
  • 05/2020 → Present
    Brock Family Properties, Llc
    Little Rock, AR
  • 11/2019 → 12/2024
    Garland And Greenwood Cpas And Advisors, Pllc
    Conway, AR
  • 11/2017 → 12/2019
    Mcilroy, Keen Goodman, Llp
    Conway, AR
  • 10/2019 → Present
    John S Brock Cpa Pa
    Conway, AR
  • 11/2019 → Present
    Garland And Greenwood Cpas And Advisors, Pllc
    Conway, AR
  • 01/2020 → Present
    Mcilroy, Keen Goodman, Llp
    Conway, AR
  • 05/2020 → Present
    Brock Family Properties, Llc
    Conway, AR
  • 01/2025 → Present
    Landmark, Plc Certified Public Accountants
    Conway, AR
  • 09/2025 → Present
    Schaumburg, IL
Other Businesses

1) LANDMARK, PLC CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: Certified public accounting firm providing tax, assurance, and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 710 Merriman, Conway AR 72032, United States DESCRIPTION: Partner in charge of managing a book of clients mostly audit and attest work. Top job duties client relations; reviewing audit work; managing audit staff; Once I have passed my Series65 exam, I will only be referring business to Landmark Financial LLC and will not be conducting Wealth Management business under Landmark PLC Certified Public Accountants. 2) JOHN S BROCK CPA PA POSITION: President NATURE: The entity holds my investment in another CPA firm McIlroy Keen Goodman LLP INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2019 ADDRESS: 5765 Spencer Lake Drive, Conway AR 72034, United States DESCRIPTION: Owner, managing shareholder. collect distributions from MKG process payroll and pay expenses reconcile bank statements 3) MCILROY, KEEN GOODMAN, LLP POSITION: General Partner NATURE: This entity was the original partnership that started my CPA practice. John S Brock CPA PA is a 50% partner in this entity. It still holds a note payable to a former partner and a note receivable from John S Brock CPA PA as a part of my original buy in. This entity is no longer held out to the public and only exists to hold an investment in Garland & Greenwood CPAs and the afforementioned note receivable and payable. It will likely cease operations in 2 years once the notes are settled. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 5765 Spencer Lake Drive, Conway AR 72034, United States DESCRIPTION: My entity John S Brock CPA PA is a 50% partner in this entity. 4) GARLAND AND GREENWOOD CPAS AND ADVISORS, PLLC POSITION: Manager NATURE: this is the public accounting practice that merged with Landmark CPAs as of 1/01/2025. This entity will likely only exist through 2025 to wrap up operations and file final business returns. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/28/2019 ADDRESS: 5765 Spencer Lake Drive, Conway AR 72034, United States DESCRIPTION: no real duties any longer; our managing partners are handling wrapping up final tax returns and closure 5) BROCK FAMILY PROPERTIES, LLC POSITION: Member NATURE: holds my family's investment in real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2020 ADDRESS: 5765 Spencer Lake Drive, Conway AR 72034, United States DESCRIPTION: collect distributions reconcile bank account file taxes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-28
  • S65 Uniform Investment Adviser Law Examination
    2025-10-28

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