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Xun Liu

Charles Schwab & Co., Inc.

Newport Beach, CA

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-16
  • CA RA
    APPROVED
    Since 2022-06-16

Branch Locations

610 Newport Ctr Dr, Suite 150, Newport Beach, CA 92660 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Newport Beach CA 03/2022 Present
Wells Fargo Pasadena CA 03/2019 03/2022
Kimpton La Peer Hotel West Hollywood CA 01/2018 03/2019
Metro Plaza Hotel Los Angeles CA 03/2012 01/2018
Charles Schwab Bank, Ssb Newport Beach CA 03/2023 Present
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Newport Beach, CA
  • 03/2019 → 03/2022
    Wells Fargo
    Pasadena, CA
  • 01/2018 → 03/2019
    Kimpton La Peer Hotel
    West Hollywood, CA
  • 03/2012 → 01/2018
    Metro Plaza Hotel
    Los Angeles, CA
  • 03/2023 → Present
    Charles Schwab Bank, Ssb
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-16
  • S66 Uniform Combined State Law Examination
    2022-06-16
Other Names
  • Charlene Liu

View on SEC IAPD

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