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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-12-10 |
Branch Locations
519 American Legion Hwy #3, Westport, MA 02790 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diman Regional Vocational Technical High School | Fall River | MA | 09/2014 | 06/2018 |
| Market Basket | Fall River | MA | 08/2017 | 07/2018 |
| Bankfive | Fall River | MA | 11/2017 | 01/2022 |
| Fidelity Investments | Smithfield | RI | 01/2022 | 12/2025 |
| Johnson & Wales University | Providence | RI | 08/2018 | 12/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | 12/2025 |
| Kestra Investment Services, Llc | Westport | MA | 12/2025 | Present |
| Kestra Advisory Services Llc | Westport | MA | 12/2025 | Present |
NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: FINANCIAL PLANNING ALTERNATIVES POSITION: Licensed Associate Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2025 ADDRESS: 519 American Legion Hwy #3, Westport MA 02790, United States DESCRIPTION: Responsibilities include assisting with client service, preparing planning materials, building financial plans, insurance servicing, prospecting, follow-up, and relationship-building.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-06 |
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