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Shamli Mamgain

Wells Fargo Clearing Services, LLC

Rockville, MD

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-28
  • MD RA
    APPROVED
    Since 2025-05-28

Branch Locations

502 Hungerford Dr, Rockville, MD 20850 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Germantown MD 01/2022 Present
Wells Fargo Bank, Na Germantown MD 01/2022 Present
Urban Cooperative Bank Limited Dehradun 01/2017 05/2019
Homemaker Atlanta GA 05/2019 10/2019
Homemaker Elkridge MD 11/2019 04/2020
University Of Baltimore Baltimore MD 05/2020 Present
Newbt Teas Of London Delhi 04/2016 12/2016
  • 01/2022 → Present
    Wells Fargo Clearing Services, Llc
    Germantown, MD
  • 01/2022 → Present
    Wells Fargo Bank, Na
    Germantown, MD
  • 01/2017 → 05/2019
    Urban Cooperative Bank Limited
    Dehradun
  • 05/2019 → 10/2019
    Homemaker
    Atlanta, GA
  • 11/2019 → 04/2020
    Homemaker
    Elkridge, MD
  • 05/2020 → Present
    University Of Baltimore
    Baltimore, MD
  • 04/2016 → 12/2016
    Newbt Teas Of London
    Delhi
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-27
S63 Uniform Securities Agent State Law Examination 2022-06-27
  • S65 Uniform Investment Adviser Law Examination
    2025-05-27
  • S63 Uniform Securities Agent State Law Examination
    2022-06-27

View on SEC IAPD

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NAVY FEDERAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING

Other Investors

JOHN BRIAN OETTINGER
JORDAN SCOTT KRAUS
Anna Laureys Squier
JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

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