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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-21
FL RA APPROVED 2022-05-23
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • FL RA
    APPROVED
    Since 2022-05-23

Branch Locations

2 N Tamiami Trl Floor 01, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sarasota 07/2018 04/2022
J.P. Morgan Securities Llc Sarasota 12/2021 04/2022
Pwc London 09/2013 06/2018
J.P. Morgan Securities Llc Sarasota FL 07/2018 Present
Jpmorgan Securities Llc Sarasota FL 04/2022 Present
  • 07/2018 → 04/2022
    Jpmorgan Chase Bank, N.A.
    Sarasota
  • 12/2021 → 04/2022
    Sarasota
  • 09/2013 → 06/2018
    Pwc
    London
  • 07/2018 → Present
    Sarasota, FL
  • 04/2022 → Present
    Jpmorgan Securities Llc
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-11
  • S66 Uniform Combined State Law Examination
    2022-03-11

View on SEC IAPD

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